Apolipoprotein E (APOE) Genotyping, Alzheimer Disease Risk

Last Literature Review: October 2021 Last Update:
  • Use to support a clinical diagnosis of Alzheimer's disease (AD) in symptomatic individuals
  • Use to assess risk of amyloid-related imaging abnormalities (ARIA) before treating with amyloid-targeting antibody therapies for AD, such as lecanemab or donanemab
  • Genetic counseling and informed consent are strongly recommended both before ordering and posttest to discuss results.

Alzheimer's disease (AD) is the most common type of dementia, characterized by a progressive cognitive decline that affects aspects such as memory, problem-solving skills, multistep tasks, planning, and personality. Most individuals with AD have symptom onset at 60-65 years of age or later (termed late-onset AD), while only 5% of cases are early-onset (before 60-65 years of age). AD is a multifactorial condition, meaning multiple genetic and environmental factors may contribute to its development. It has been well established that the e4 allele of the APOE gene is more prevalent in individuals with AD, however, the presence of the e4 allele is neither required nor sufficient for a diagnosis. Identification of the e4 allele in an individual suspected to have AD can be used to support a suspected clinical diagnosis. 

The presence of the APOE e4 allele has been linked to an increased risk of amyloid-related imaging abnormalities (ARIA), including symptomatic cases, in individuals receiving amyloid-targeting antibody therapies  for AD, such as lecanemab and donanemab. The U.S. Food and Drug Administration (FDA) labeling recommends APOE genotyping prior to initiating treatment to help assess an individual’s ARIA risk (refer to the ARUP Consult Germline Pharmacogenetics topic for more information on pharmacogenetic testing). However, current ARIA management guidelines do not differ between APOE e4 carriers and noncarriers. 

Disease Overview

Diagnosis

  • Clinical diagnosis of AD is typically suspected based on symptoms of slowly progressive dementia, neuroimaging findings of gross cerebral cortical atrophy, and exclusion of other causes of dementia.
  • Additional studies that can support a clinical diagnosis of AD include amyloid positron emission tomography (PET) imaging and measurements of amyloid and tau in cerebral spinal fluid 
  • Confirmatory diagnostic testing for AD can only be performed postmortem, with the identification of hallmark neuropathologic findings such as beta (β)-amyloid plaques and intraneuronal neurofibrillary tangles containing tau protein. 
  • Many genes beyond APOE have been identified in association with late-onset AD, but their effect on disease risk is minimal. The clinical utility of testing for genetic factors to predict the risk of late-onset AD has not been established. 
  • ARIA refers to a spectrum of MRI findings that may be observed in patients treated with amyloid-targeting antibody therapies for AD. It can be characterized by edema and effusion (also known as ARIA-E) and microhemorrhages and superficial siderosis (also known as ARIA-H).

Incidence

Approximately 6.2 million Americans are currently living with AD, including about one in nine people over the age of 65.

Genetics

Gene Tested

APOE

Variants Tested

  • e2 allele (cysteine at codons 130 and 176)
  • e3 allele (cysteine at codon 130, arginine at codon 176)
  • e4 allele (arginine at codons 130 and 176)

Inheritance

AD is a multifactorial condition. The e4 allele of APOE is semidominant with incomplete penetrance.

Prevalence

APOE GenotypeEstimated Prevalence in American General Populationa Estimated Prevalence in North American AD Population 
e2/e20.2-0.7%Not specified
e2/e310-15%Not specified
e3/e345-63%Not specified
e2/e42-6%56%b
e3/e421-29%
e4/e42-5%11%

aVaries by ethnicity.

bPrevalence of e4 heterozygotes (both e2/e4 and e3/e4 genotypes).

Sources: Rajan, 2017 ; Ward, 2012 

Test Interpretation

Analytical Sensitivity/Specificity

99%

Results

FindingSignificance
APOE e2/e2Not associated with increased risk for AD, but has been associated with increased risk for type III hyperlipoproteinemia; does not exclude a diagnosis of AD
APOE e2/e3Not associated with increased risk for AD, but does not exclude a diagnosis of AD
APOE e3/e3Not associated with increased risk for AD, but does not exclude a diagnosis of AD
APOE e2/e4Adds support to a clinical diagnosis of AD in symptomatic individuals
APOE e3/e4Adds support to a clinical diagnosis of AD in symptomatic individuals
APOE e4/e4Adds substantial support to a clinical diagnosis of AD in symptomatic individuals; associated with a higher risk for ARIA in individuals treated with amyloid-targeting antibody therapies for AD

Limitations

  • The presence of one or more APOE e4 alleles is considered a risk factor but is not diagnostic for AD.
  • Only the APOE alleles e2, e3, and e4 will be detected; other APOE alleles and variants in other genes associated with AD are not analyzed.
  • Diagnostic errors can occur due to rare sequence variations.

References